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Nonconformity and Corrective Action

A nonconformity is any failure to met a requirement. A requirement can be that of a customer’s, statutory or regulatory body, ISO 9001 or your organization’s (i.e. Failure to follow a procedure). When a nonconformity occurs, you must react to it by either controlling and correcting it or dealing with the consequences. Then you must determine the root cause(s), evaluate the need to eliminate the cause(s) so the nonconformity does not reoccur and implement any corrective action needed. A corrective action is the action taken to prevent recurrence of a nonconformity.

The requirements around nonconformities and corrective actions has not changed much between the 2008 and 2015 standards with two exceptions, ISO 9001:2015 10.2.1 d and 10.2.1 e. You are now required to review the effectiveness of any corrective actions taken and if necessary, update risks and opportunities determined during planning. Reviewing the effectiveness of corrective actions has taken the shape in many organizations as an added field to their existing corrective action report. The review can be in the form of a meeting, observation, or follow-up with relevant parties. Updating risks and opportunities is often done using a risk management system, though a formal system is not a requirement.

One of the more significant changes between the 2008 and 2015 standard is the replacement of the term “preventative action” with “risks and opportunities”. The motivation behind this change is to make the 9001 standard consistent with other ISO standards. The basic concept between preventative action and risk management is the same, assess the risk and mitigate it based on severity, but the terminology has changed.

The nature of nonconformities, actions taken to address them and results of corrective actions must be documented. Check out our Forms Package which includes a nonconformance report and corrective action request to help your organization meet the documentation requirements around nonconformity and corrective action.

ISO 9001 All in One Package